Retail investor

A retail investor is an adaptation of the term retail client defined in the Corporations Act 2001, that is, an investor who receives a financial product or financial advice is a retail investor unless sections 761G (5), (6) and (7) or section 761GA apply (these provisions relate to wholesale investors a term synonymous with wholesale client used in the Corporations Act 2001) See also “Wholesale investor”, “Sophisticated investor” and “Professional investor

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