A retail investor is an adaptation of the term retail client defined in the Corporations Act 2001, that is, an investor who receives a financial product or financial advice is a retail investor unless sections 761G (5), (6) and (7) or section 761GA apply (these provisions relate to wholesale investors a term synonymous with wholesale client used in the Corporations Act 2001) See also “Wholesale investor”, “Sophisticated investor” and “Professional investor”« Back to Glossary Index
Follow us on TwitterTweets by @CurveSecurities
GIVE US A CALL
Ph (02) 9690 2188
1800 1 Curve (1800 128 783)
SEND US AN EMAIL
PAY US A VISIT
Level 2, 17 Randle St,
Surry Hills, NSW, 2010
Recent commentary by the Curve team
Curve Securities: We elevate performance
ABN 94 143 558 598
AFS Licence 405751
This website is not intended to imply a recommendation or otherwise constitute advice in relation to financial products. It does not take into account your investment objectives, financial situation or particular needs. Before acting on any information you obtain from this website you need to consider the appropriateness of the information in lieu of your investment objectives, financial situation or needs.
© 2014 Copyright - Curve Securities Australia
site by CO-Creativ.